Canadian Investment Manager

Results: 96



#Item
91Collective investment schemes / Institutional investors / Mutual Fund Dealers Association / Finance / Mutual fund / Financial adviser / Canadian Investment Manager / Financial economics / Investment / Financial services

Microsoft Word - MFDADOCS-#[removed]v3-MSN-0058_-_Acceptable_Securities_Locations.doc

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Source URL: www.mfda.ca

Language: English - Date: 2013-03-04 15:38:49
92Collective investment schemes / Financial services / Mutual fund / Mutualism / Portfolio manager / BlackRock / Exempt market dealer / Exempt market securities / Canadian Investment Manager / Financial economics / Investment / Finance

List of Ontario Registrants as of July 16, [removed]SECURITIES INC. > Exempt Market Dealer

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 18:38:34
93Business / Professional certification in finance / Financial adviser / Financial planner / Investment Industry Regulatory Organization of Canada / Certified Financial Planner / Canadian Investment Manager / Non-reporting issuer / Financial economics / Investment / Finance

SWJ Keynote Address – IIROC’s Regulatory Agenda

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Source URL: www.iiroc.ca

Language: English - Date: 2014-06-11 11:31:04
94Collective investment scheme / Prospectus / Portfolio manager / Management fee / Financial adviser / Institutional investor / Canadian securities regulation / Hedge fund / Mutual fund / Financial economics / Investment / Finance

Not for distribution to U.S. newswire services or for dissemination in the United States. TAYLOR NORTH AMERICAN EQUITY OPPORTUNITIES FUND CLOSES TREASURY OFFERING Toronto, November 7, 2013 (TSX: TOF.UN): Taylor North Am

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Source URL: www.bromptongroup.com

Language: English - Date: 2013-11-07 08:59:51
95Financial services / Funds / Collective investment schemes / Stock market / Prospectus / Financial adviser / Securities Act / Canadian securities regulation / Portfolio manager / Financial economics / Investment / Finance

Not for distribution to U.S. newswire services or for dissemination in the United States. TAYLOR NORTH AMERICAN EQUITY OPPORTUNITIES FUND ANNOUNCES PRICING OF TREASURY OFFERING Toronto, October 31, 2013 (TSX: TOF.UN): T

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Source URL: www.bromptongroup.com

Language: English - Date: 2013-10-31 08:31:06
96Finance / United States securities law / Business / Exempt market dealer / Canadian Investment Manager / General Securities Representative Exam / Securities Act / Canadian securities regulation / Patent attorney / Professional certification in finance / Financial economics / Investment

National Instrument[removed]Registration Requirements and Exemptions

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 19:07:16
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